Question 626 of 892
Process — Managing Technical AspectsmediumMultiple SelectObjective-mapped

Quick Answer

The answer is to submit a change request to include the compliance testing in the project scope, update the risk register, and communicate the impact to stakeholders. This is correct because a new regulation enacted mid-project represents an external change that must be processed through the integrated change control system; the project manager cannot ignore the legal requirement or proceed without formal approval, as scope changes require a change request to align the project baseline with the new compliance mandate. On the PMP exam, this scenario tests your understanding of how to handle a new regulation mid-project actions during the execution phase, where the key trap is thinking you can simply add the work without a change request or that the regulation is automatically part of the scope. Remember the mnemonic “RCC” for this situation: Risk register update, Change request submission, and Communicate to stakeholders.

PMP Process — Managing Technical Aspects Practice Question

This PMP practice question tests your understanding of process — managing technical aspects. Read the scenario carefully and evaluate each option against the stated constraints before committing to an answer. After answering, compare your reasoning against the explanation and wrong-answer breakdown below. Once you have made your selection, read the full explanation to reinforce the concept and understand why each distractor is designed to mislead on exam day.

During a project, a new regulation is enacted that requires additional compliance testing. The project is in the execution phase. Which THREE actions should the project manager take?

Question 1mediummulti select
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Answer choices

Why each option matters

Answer the question above first, then reveal the full breakdown to understand why each option is right or wrong.

Correct answer & explanation

Update the risk register with the new regulatory requirement as a threat.

The PM should update the risk register to reflect the new compliance risk, submit a change request to incorporate the testing, and communicate the impact to stakeholders. Ignoring the regulation or proceeding without change control would be incorrect.

Key principle: Answer the scenario, not the keyword: identify the specific constraint before choosing the most familiar-sounding option.

Answer analysis

Option-by-option breakdown

For each option: why learners choose it and why it is or isn't the right answer here.

  • Ignore the regulation because it was not in the original project plan.

    Why it's wrong here

    Ignoring a legal requirement is not acceptable; the project must comply.

  • Update the risk register with the new regulatory requirement as a threat.

    Why this is correct

    The new regulation is a risk that should be documented and assessed.

    Related concept

    Read the scenario before looking for a memorised answer.

  • Communicate the impact of the new regulation to stakeholders.

    Why this is correct

    Stakeholders need to be informed of the change and its impact on schedule and cost.

    Related concept

    Read the scenario before looking for a memorised answer.

  • Submit a change request to include the compliance testing in the project scope.

    Why this is correct

    The additional testing is a change that must go through change control.

    Related concept

    Read the scenario before looking for a memorised answer.

  • Instruct the team to start compliance testing immediately without formal approval.

    Why it's wrong here

    Starting work without change control approval violates the project management process.

Common exam traps

Common exam trap: answer the scenario, not the keyword

Many certification questions include familiar terms but test a specific constraint. Read the exact wording before choosing an answer that is generally true but wrong for this case.

Detailed technical explanation

How to think about this question

This question should be treated as a scenario, not a definition check. Identify the problem, the constraint and the best action. Then compare each option against those facts.

KKey Concepts to Remember

  • Read the scenario before looking for a memorised answer.
  • Find the constraint that changes the correct option.
  • Eliminate answers that are true in general but not in this case.
  • Use explanations to understand the rule behind the answer.

TExam Day Tips

  • Underline the problem statement mentally.
  • Watch for words such as best, first, most likely and least administrative effort.
  • Review why wrong options are wrong, not only why the correct option is correct.

Key takeaway

Answer the scenario, not the keyword: identify the specific constraint before choosing the most familiar-sounding option.

Real-world example

How this comes up in practice

A practitioner preparing for the PMP exam encounters this exact type of scenario on the job. The correct answer here is not the most general option — it is the best answer for the specific constraint described. Answer the scenario, not the keyword: identify the specific constraint before choosing the most familiar-sounding option. Real exam questions reward reading the full scenario before eliminating options, because the constraint defines which answer fits.

What to study next

Got this wrong? Here's your next step.

Identify which PMP exam domain this question belongs to, then review the specific concept being tested. Practise related questions in that domain and focus on understanding why each wrong answer is tempting — not just why the correct answer is right.

Related practice questions

Related PMP practice-question pages

Use these pages to review the topic behind this question. This is how one missed question becomes focused revision.

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FAQ

Questions learners often ask

What does this PMP question test?

Process — Managing Technical Aspects — This question tests Process — Managing Technical Aspects — Read the scenario before looking for a memorised answer..

What is the correct answer to this question?

The correct answer is: Update the risk register with the new regulatory requirement as a threat. — The PM should update the risk register to reflect the new compliance risk, submit a change request to incorporate the testing, and communicate the impact to stakeholders. Ignoring the regulation or proceeding without change control would be incorrect.

What should I do if I get this PMP question wrong?

Identify which PMP exam domain this question belongs to, then review the specific concept being tested. Practise related questions in that domain and focus on understanding why each wrong answer is tempting — not just why the correct answer is right.

What is the key concept behind this question?

Read the scenario before looking for a memorised answer.

About these practice questions

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Same concept, more angles

7 more ways this is tested on PMP

These questions test the same concept from different angles. Work through them to make sure you can recognise it however the exam phrases it.

Variation 1. A new regulatory requirement is discovered mid-project that will require additional deliverables. The project uses a hybrid approach. What THREE actions should the project manager take?

hard
  • A.Submit a change request to formally evaluate the impact of the new requirement
  • B.Have the team begin working on the new requirement immediately
  • C.Communicate the potential impact to key stakeholders
  • D.Update the risk register with the new regulatory compliance risks
  • E.Instruct the team to stop all work until the requirement is analyzed

Why A: Option A (submit change request) is correct as per Integrated Change Control. Option C (update risk register) is correct as new regulatory risks may arise. Option D (inform stakeholders) is correct to manage expectations. Option B is reactive (stop work) without analysis. Option E bypasses the team.

Variation 2. A new regulatory requirement has been announced that will affect your pharmaceutical project's deliverables. The requirement will take effect before your project's planned completion date. What should the project manager do FIRST?

medium
  • A.Notify the project sponsor and ask for guidance
  • B.Submit a change request to the change control board (CCB)
  • C.Incorporate the new requirement into the project plan immediately
  • D.Ignore the requirement until it is enforced

Why B: Any change to requirements must go through the change control process. The PM should assess the impact and submit a change request.

Variation 3. During a project, a new regulation is introduced that will affect the project's deliverables. The regulation is mandatory and will require changes to the scope. What should the project manager do first?

medium
  • A.Update the risk register with the regulation as a new risk.
  • B.Inform the sponsor that the project will be delayed due to the new regulation.
  • C.Analyze the impact of the regulation on scope, schedule, and cost, and then initiate a change request.
  • D.Immediately implement the changes to comply with the regulation.

Why C: When a mandatory regulation impacts project deliverables, the project manager must first analyze the impact on scope, schedule, and cost to understand the full implications. This analysis provides the data needed to initiate a formal change request through the integrated change control process, ensuring the change is evaluated, approved, and documented before implementation. Option C correctly follows the PMBOK Guide's sequence of assess, then request change, rather than jumping to implementation or notification without analysis.

Variation 4. A project manager is informed that a new government regulation will affect the project deliverables. The regulation is mandatory and must be implemented before the project can close. What should the project manager do FIRST?

medium
  • A.Escalate the issue to the project sponsor for a decision
  • B.Update the lessons learned document to capture this experience
  • C.Assess the impact on scope, schedule, and cost, then submit a change request
  • D.Continue with the current plan as the regulation may not be enforced

Why C: Option B is correct: the PM must assess the impact and submit a change request. Option A is wrong because ignoring the regulation is not compliant. Option C is wrong because the PM should evaluate impact before escalating. Option D is wrong because lessons learned come after the change is implemented.

Variation 5. In the middle of a project, new government regulations are introduced that affect your deliverables. Compliance is mandatory. The project is currently on schedule and on budget. What should the project manager do FIRST?

easy
  • A.Incorporate the changes to comply with the regulation immediately.
  • B.Notify the sponsor that the project will be delayed and over budget.
  • C.Consult legal to determine the exact requirements.
  • D.Submit a change request to assess the impact of the regulation on the project baselines.

Why D: The PM must assess the impact of the regulation and then follow change control. Option D is correct. Option A bypasses process; Option B is premature; Option C may be needed later but not first.

Variation 6. You are the project manager for a marketing campaign. A new regulation is announced that affects your project's deliverables. The regulation requires additional compliance steps that were not in the original scope. What should you do FIRST?

easy
  • A.Ignore the regulation because it was not part of the original plan.
  • B.Stop the project and reassess feasibility.
  • C.Instruct the team to incorporate the compliance steps immediately.
  • D.Evaluate the impact on scope, schedule, and cost, and submit a change request.

Why D: Option C is correct because changes due to regulations should go through change control. Option A is incorrect as it may not be necessary to stop the project. Option B is incorrect; implementing without approval bypasses change control. Option D is incorrect; ignoring the regulation is not an option.

Variation 7. A new regulatory requirement has been introduced that affects your project's deliverables. The requirement must be implemented within the current timeline. What should the project manager do first?

easy
  • A.Direct the team to incorporate the requirement immediately to avoid non-compliance
  • B.Ignore the requirement since the project is already underway
  • C.Assess the impact on the project and submit a change request through change control
  • D.Update the project management plan to include the new requirement

Why C: Option C is correct because the PM must analyze the impact on scope, schedule, and cost, then submit a change request. Option A is wrong because it ignores the requirement. Option B is wrong because it may not be necessary to change the entire plan. Option D is wrong because the PM should not implement changes without approval.

Last reviewed: Jun 21, 2026

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