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Governance, Risk, and CompliancemediumMultiple SelectObjective-mapped

CAS-004 Governance, Risk, and Compliance Practice Question

A company is conducting a third-party risk assessment of a cloud service provider. Which TWO of the following are appropriate sources of evidence for evaluating the provider's security controls? (Select TWO.)

Answer choices

Why each option matters

Answer the question above first, then reveal the full breakdown to understand why each option is right or wrong.

Correct answer & explanation

SOC 2 Type II report

SOC 2 reports provide independent assurance of controls. Penetration test reports demonstrate the effectiveness of security testing. Security questionnaires are self-reported and less reliable. Right-to-audit clauses are contractual, not evidence. Supply chain documentation may be relevant but is not a direct evidence source for security controls.

Answer analysis

Option-by-option breakdown

For each option: why learners choose it and why it is or isn't the right answer here.

  • SOC 2 Type II report

    Why this is correct

    Provides independent audit over security controls.

  • Supply chain bill of materials

    Why it's wrong here

    Relevant for supply chain risk but not primary evidence for security controls.

  • Penetration test report from a qualified third party

    Why this is correct

    Demonstrates security testing results and vulnerability identification.

  • Security questionnaire completed by the vendor

    Why it's wrong here

    Self-reported and may not be independently verified.

  • Right-to-audit clause in the contract

    Why it's wrong here

    A contractual right, not evidence of control effectiveness.

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JA

Written by Johnson Ajibi, MSc IT Security

Senior Network & Security Engineer · founder of Courseiva

This CAS-005 practice question is part of Courseiva's free CompTIA certification practice question bank. Courseiva provides original exam-style practice questions with explanations, topic-based practice, mock exams, readiness tracking, and study analytics to help learners prepare for the CAS-005 exam.