CISM Practice Test 2 — 30 Questions

Question 1

A multinational corporation is implementing a risk-based approach to information security governance. The chief information security officer (CISO) has been asked to prioritize security initiatives based on business impact. Which of the following actions should the CISO take FIRST to align security governance with business objectives?

Accepted Answer

Conduct a business impact analysis (BIA) to identify critical processes and their security requirements.. Conducting a business impact analysis (BIA) is the foundational step in a risk-based governance approach because it identifies critical business processes, their recovery time objectives (RTOs), and the specific security requirements needed to protect them. Without this analysis, the CISO cannot align security initiatives with business impact, as the BIA directly links security controls to the organization's most valuable assets and operational priorities.

Answer

Enforce multifactor authentication (MFA) for all remote access.

Answer

Implement a compliance management tool to track regulatory requirements.

Answer

Deploy a security information and event management (SIEM) system to centralize log analysis.

Question 2

Based on the exhibit, what is the MOST appropriate next step for the information security manager?

Accepted Answer

Recommend implementing multifactor authentication to reduce the risk. Multifactor authentication (MFA) directly mitigates the most likely attack vector for the identified risk—credential theft or brute-force attacks—by requiring a second factor (e.g., a one-time password from a hardware token or biometric) in addition to the password. Since the exhibit (not shown) indicates a moderate likelihood but high impact, implementing MFA reduces the likelihood to a more acceptable level without requiring a change in risk appetite or transferring the risk. This aligns with the CISM principle of applying cost-effective controls to reduce residual risk to within the organization's risk tolerance.

Answer

Accept the risk because the likelihood is only moderate

Answer

Reassess the risk with a higher risk appetite threshold

Answer

Transfer the risk by purchasing cyber insurance

Question 3

Which TWO of the following are key components of an information security program governance structure? (Select TWO.)

Accepted Answer

A steering committee that includes senior management and business unit leaders.. A steering committee that includes senior management and business unit leaders is a key component of an information security program governance structure because it provides strategic oversight, aligns security initiatives with business objectives, and ensures accountability at the executive level. This committee typically authorizes policies, reviews risk appetite, and approves resource allocation, which are essential for effective governance.

Answer

An incident response plan that defines roles and procedures.

Answer

A vulnerability scanning schedule and remediation SLAs.

Answer

A firewall policy that specifies allowed and denied traffic.

Question 4

Refer to the exhibit. The security analyst observes these alerts. What is the MOST likely sequence of events?

Accepted Answer

Attacker compromised jsmith's credentials, established C2, and exfiltrated data. The correct sequence is that an attacker compromised jsmith's credentials, established command-and-control (C2) communication, and then exfiltrated data. The alerts show a brute-force or credential-stuffing attempt from an external IP (10.0.0.45) against jsmith's account, followed by an outbound C2 beacon (e.g., DNS or HTTP) from jsmith's workstation, and finally a large data transfer to an external destination. This matches the typical kill chain: initial access via compromised credentials, persistence via C2, and data exfiltration as the final objective.

Answer

Insider threat: jsmith intentionally exfiltrated data

Answer

Network scan from 10.0.0.45 triggered false positives

Answer

Malware downloaded on jsmith's workstation and exfiltrated data

Question 5

An organization has implemented a new web application that processes sensitive customer data. The risk assessment identified a high likelihood of SQL injection attacks due to insufficient input validation. Which of the following is the BEST risk treatment strategy?

Accepted Answer

Remediate the risk by implementing parameterized queries and input validation. Option C is correct because parameterized queries (prepared statements) and input validation directly address the root cause of SQL injection by separating SQL logic from user-supplied data. This is a remediation (mitigation) strategy that reduces the likelihood of exploitation to an acceptable level, which aligns with the high-risk scenario described.

Answer

Transfer the risk by purchasing cyber insurance

Answer

Avoid the risk by discontinuing the web application

Answer

Accept the risk because the likelihood is low after compensating controls

Question 6

An information security manager is designing a security program for a multinational organization. Which factors should be considered when developing the program governance structure? (Select 3)

Accepted Answer

Legal and regulatory requirements across jurisdictions. Legal and regulatory requirements across jurisdictions are foundational because a multinational organization must comply with diverse data protection laws (e.g., GDPR in Europe, CCPA in California, LGPD in Brazil) that directly dictate security controls, breach notification timelines, and data residency rules. The governance structure must incorporate these obligations to avoid legal penalties and ensure consistent policy enforcement across borders.

Answer

Current technology architecture

Question 7

After a ransomware incident, the incident response team contains the spread and begins eradication. The team discovers that the ransomware encrypted files on a file server and also deleted shadow copies. Which of the following should the team do NEXT to support recovery?

Accepted Answer

Create a forensic image of the file server and affected endpoints.. After containment and eradication, the priority is to preserve evidence for root cause analysis and potential legal action. Creating a forensic image of the file server and affected endpoints captures the ransomware artifacts, encryption keys, and system state before any recovery actions that could overwrite critical data. This aligns with the CISM incident management phase of 'lessons learned' and ensures the team can determine the attack vector and prevent recurrence.

Answer

Restore the encrypted files from the most recent backup.

Answer

Attempt to decrypt the files using available decryption tools.

Answer

Notify law enforcement immediately.

Question 8

Refer to the exhibit. A security analyst reviews the firewall configuration and identifies a potential risk. What is the most likely risk?

Accepted Answer

Risk of data exfiltration via DNS tunneling.. The exhibit shows a firewall rule that permits DNS traffic (UDP/TCP port 53) from the internal network to any external destination. This configuration allows internal hosts to perform DNS queries to external servers, which can be exploited for DNS tunneling—a technique where data is encapsulated within DNS queries and responses to bypass security controls and exfiltrate sensitive information. Since DNS traffic is typically allowed through firewalls, this creates a covert channel for data exfiltration, making option D the most likely risk.

Answer

Risk of unauthorized external access to internal services.

Answer

Risk of denial-of-service attacks from internal hosts.

Answer

Risk of IP spoofing attacks from the inside network.

Question 9

In a risk assessment, a CISM calculates the annualized loss expectancy (ALE) for a specific threat. The single loss expectancy (SLE) is $50,000 and the annualized rate of occurrence (ARO) is 0.2. What is the ALE, and which risk response is most cost-effective if a control costs $12,000 per year and reduces ARO to 0.05?

Accepted Answer

Accept the risk because the control is not cost-justified.. The ALE is calculated as SLE × ARO = $50,000 × 0.2 = $10,000. After implementing the control costing $12,000 per year, the residual ALE is $50,000 × 0.05 = $2,500. The annual cost of the control ($12,000) exceeds the reduction in ALE ($10,000 - $2,500 = $7,500), so the control is not cost-justified. Therefore, accepting the risk is the most cost-effective response.

Answer

Accept the risk because ALE after control is only $2,500.

Answer

Implement the control because it reduces ALE to $2,500.

Answer

Implement the control because ALE is $10,000, and control cost is only $12,000.

Question 10

An organization is developing a new information security program and wants to ensure it aligns with business objectives. Which of the following is the MOST critical first step?

Accepted Answer

Identify business strategy and risk appetite.. Identifying business strategy and risk appetite is the most critical first step because the information security program must be designed to support the organization's objectives and operate within the risk tolerance defined by leadership. Without this alignment, subsequent security controls and investments may conflict with business goals or fail to address the risks the organization is willing to accept. This ensures that security is a business enabler rather than a technical silo.

Answer

Develop a security awareness training program.

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Design the security architecture based on industry frameworks.

Answer

Conduct a comprehensive risk assessment.

Question 11

Refer to the exhibit. An analyst observes the network traffic between three internal hosts and a web server. Which of the following is the MOST likely interpretation of this traffic?

Accepted Answer

Multiple users are accessing the web server normally.. The exhibit shows multiple internal hosts (10.0.0.1, 10.0.0.2, 10.0.0.3) each establishing a normal TCP three-way handshake with the web server (192.168.1.100) on port 80, with varying source ports and no abnormal flags or packet rates. This pattern indicates legitimate concurrent user access, as each host completes the handshake and exchanges data without flooding or scanning behavior.

Answer

A SYN flood attack is in progress.

Answer

A single host is using multiple IP addresses to scan the server.

Answer

A distributed denial-of-service (DDoS) attack is occurring.

Question 12

Based on the exhibit, which of the following is the MOST likely attack vector?

Accepted Answer

Privilege escalation via a compromised account. The exhibit shows a user account with administrative privileges being used from an unusual geographic location at an anomalous time, followed by lateral movement to a domain controller. This pattern indicates that the initial access was gained through a compromised account, which was then leveraged for privilege escalation to move laterally and access sensitive systems. The attack vector is the misuse of valid credentials, not an injection or social engineering attack.

Answer

SQL injection attack

Answer

Phishing email with malicious attachment

Answer

Denial of service attack

Question 13

Refer to the exhibit. A security analyst reviews the ACL on the organization's border router. Based on the exhibit, which of the following is the MOST significant governance concern?

Accepted Answer

The ACL does not include filtering for outbound traffic, which may allow spoofed internal IPs to exit the network.. Option B is correct because the ACL shown only filters inbound traffic on the border router's external interface. Without an outbound ACL (or an inbound ACL on the internal interface), spoofed packets with internal source IP addresses can exit the network, enabling IP spoofing attacks that bypass anti-spoofing best practices (RFC 2827, BCP 38). This is a governance concern as it violates the principle of preventing source address spoofing, which is a fundamental security control for network perimeter defense.

Answer

The ACL is applied to the outbound interface, which is ineffective for blocking inbound attacks.

Answer

The ACL permits any traffic after denying specific IP ranges, creating a security gap.

Answer

The ACL permits all traffic from private IP addresses, which could allow internal IP spoofing.

Question 14

Refer to the exhibit. A system administrator reviews the log and notices repeated failed SSH attempts from the same IP address. What is the most appropriate risk response?

Accepted Answer

Implement account lockout after 3 failed attempts.. Option D is correct because implementing an account lockout policy after 3 failed attempts directly mitigates brute-force SSH attacks by preventing further authentication attempts from the same IP address. This is a standard risk response (risk reduction) that limits the attacker's ability to guess credentials without requiring changes to the SSH protocol or disabling remote access entirely.

Answer

Change the password policy to require 12-character passwords.

Answer

Increase logging verbosity to capture more details.

Answer

Disable SSH access and use console only.

Question 15

During a risk assessment, an organization identifies a critical vulnerability in a legacy system that cannot be patched. The system's availability is crucial for business operations. Which of the following risk treatment strategies is MOST appropriate?

Accepted Answer

Risk acceptance with formal sign-off by senior management. When a critical vulnerability cannot be patched and the system must remain available for business operations, risk acceptance is the most appropriate strategy because it formally acknowledges the residual risk after all feasible controls have been considered. Senior management sign-off is required because the risk exceeds the organization's risk appetite, and acceptance documents the decision to operate with the known vulnerability. This approach aligns with the CISM principle that risk acceptance is a valid treatment when the cost of other treatments exceeds the benefit or when no other treatment is feasible.

Answer

Risk mitigation by implementing compensating controls

Answer

Risk transfer through cyber insurance

Answer

Risk avoidance by decommissioning the system

Question 16

A multinational corporation is designing its information security program and must decide how to balance security with business agility. The company operates in highly regulated industries with varying legal requirements. Which of the following approaches BEST aligns with industry best practices for such an environment?

Accepted Answer

Develop a risk-based framework that allows for tailored controls based on local risk assessments.. Option C is correct because a risk-based framework, such as ISO 27001 or NIST SP 800-53, allows the organization to establish a baseline of controls while tailoring them to address specific local legal requirements and risk profiles. This approach balances security and business agility by avoiding unnecessary overhead from overly strict global mandates while ensuring that critical regulatory obligations are met through localized risk assessments.

Answer

Implement the strictest regulatory requirements globally to ensure compliance everywhere.

Answer

Adopt a baseline of controls that meet the lowest common denominator of all regulations.

Answer

Allow each business unit to define its own security controls based on local requirements.

Question 17

During a merger, two companies with different information security programs are being integrated. The combined entity must maintain compliance with PCI DSS and GDPR. The CISO is concerned about gaps in coverage due to differing maturity levels. Which of the following is the BEST approach to harmonize the programs?

Accepted Answer

Perform a gap analysis against the requirements and prioritize remediation.. Option D is correct because a gap analysis identifies where controls are missing or insufficient, allowing for a prioritized remediation plan. Option A is wrong because adopting the higher standard may be unnecessary and costly. Option B is wrong because merging without analysis could introduce risks. Option C is wrong because a new framework from scratch may not leverage existing investments.

Answer

Adopt the more stringent security program from the acquirer across the entire entity.

Answer

Merge the two programs by combining all controls from each.

Answer

Implement a completely new framework that meets both regulations.

Question 18

Which TWO of the following are key responsibilities of an information security governance committee?

Accepted Answer

Approve major changes to information security policies.. The information security governance committee is a high-level body responsible for strategic oversight. Approving major changes to information security policies (Option C) is a core governance function, ensuring that policy updates align with business objectives and regulatory requirements before implementation. This is distinct from operational tasks like vulnerability assessments or daily monitoring.

Answer

Perform vulnerability assessments on critical systems.

Answer

Set the organization's risk appetite.

Answer

Conduct daily monitoring of security events.

Question 19

A multinational corporation is designing its information security governance framework. The board has requested a single metric that best indicates the effectiveness of the security program. Which metric would BEST satisfy this request?

Accepted Answer

Percentage of security controls achieving their intended outcomes as validated by testing.. Option D is correct because it provides a direct measure of how well security controls are working. Option A is an operational metric, not strategic. Option B is a compliance metric but does not measure effectiveness. Option C is a technical metric that may not resonate with the board.

Answer

Percentage of systems compliant with security baseline.

Answer

Number of security incidents reported per month.

Answer

Mean time to detect (MTTD) security events.

Question 20

An information security manager is developing a security strategy for a financial institution. Which of the following should be the PRIMARY driver for selecting security controls?

Accepted Answer

Business requirements derived from risk assessment and compliance obligations.. Business requirements derived from risk assessment and compliance obligations are the primary driver because they directly align security controls with the institution's specific risk appetite, regulatory mandates (e.g., PCI DSS, SOX, GDPR), and operational needs. This ensures controls are cost-effective and prioritized based on actual exposure rather than reactive or budget-driven decisions.

Answer

The latest cybersecurity threats reported in the industry.

Answer

Past security incidents that caused significant financial loss.

Answer

The security budget allocated for the fiscal year.