Question 555 of 1,152
Security Program Management and OversighthardMultiple SelectObjective-mapped

Quick Answer

The correct answer is to apply compensating controls, such as host isolation, restricted user access, or limiting use to named workstations, alongside documenting a business justification and obtaining management approval. This is correct because security exception approval requirements demand that any deviation from policy—like using an unsupported browser plug-in—must be formally justified, accepted by management as a calculated risk, and mitigated through compensating controls that reduce the threat surface. On the Security+ SY0-701 exam, this tests your understanding of risk acceptance and exception management, a common domain where candidates mistakenly focus only on technical fixes or ignore the formal approval chain. A frequent trap is assuming a short-term exception needs no documentation; in reality, every exception requires a clear business case and risk owner sign-off. Remember the mnemonic “JAM” for Justification, Approval, and Mitigation—three pillars that must always be present before any security exception is granted.

SY0-701 Security Program Management and Oversight Practice Question

This SY0-701 practice question tests your understanding of security program management and oversight. Read the scenario carefully and evaluate each option against the stated constraints before committing to an answer. After answering, compare your reasoning against the explanation and wrong-answer breakdown below. Once you have made your selection, read the full explanation to reinforce the concept and understand why each distractor is designed to mislead on exam day.

A developer requests a 45-day exception to use an unsupported browser plug-in on two engineering workstations so a legacy design tool can finish a customer deliverable. Which three conditions should be required before approving the exception? Select three.

Question 1hardmulti select
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Answer choices

Why each option matters

Answer the question above first, then reveal the full breakdown to understand why each option is right or wrong.

Correct answer & explanation

Document a business justification that explains why the plug-in is required for the deliverable.

Option A is correct because documenting a business justification provides a formal record of why the exception is necessary, ensuring that the risk of using an unsupported browser plug-in is understood and accepted by management. This aligns with the principle of risk acceptance, where the business need outweighs the security risk for a limited time. Without a clear justification, the exception could be granted without proper oversight, potentially leading to unchecked vulnerabilities.

Key principle: Answer the scenario, not the keyword: identify the specific constraint before choosing the most familiar-sounding option.

Answer analysis

Option-by-option breakdown

For each option: why learners choose it and why it is or isn't the right answer here.

  • Document a business justification that explains why the plug-in is required for the deliverable.

    Why this is correct

    A justified exception must tie the request to a real business need, not convenience or preference.

    Related concept

    Read the scenario before looking for a memorised answer.

  • Convert the exception into a permanent waiver to avoid repeated review overhead.

    Why it's wrong here

    Permanent approval defeats exception management and ignores the expectation that exceptions expire and are reviewed.

  • Set a defined end date and require review before the exception expires.

    Why this is correct

    Time-bounding the exception ensures the risk is revisited and not silently carried forward indefinitely.

    Related concept

    Read the scenario before looking for a memorised answer.

  • Apply compensating controls, such as host isolation, restricted user access, or limiting use to named workstations.

    Why this is correct

    Compensating controls reduce exposure while the exception remains in place, which is essential for risk management.

    Related concept

    Read the scenario before looking for a memorised answer.

  • Allow the requestor to self-approve the exception if the project deadline is urgent.

    Why it's wrong here

    Self-approval bypasses governance and removes independent review of the associated security risk.

Common exam traps

Common exam trap: answer the scenario, not the keyword

The trap here is that candidates may mistakenly think converting an exception to a permanent waiver reduces administrative overhead, but CompTIA emphasizes that exceptions must remain temporary and reviewed, as permanent waivers bypass the risk management process and can lead to unmanaged security gaps.

Detailed technical explanation

How to think about this question

In enterprise environments, browser plug-ins often rely on deprecated APIs like NPAPI (Netscape Plugin Application Programming Interface), which modern browsers such as Chrome and Firefox have removed for security reasons. An exception to use such a plug-in typically requires compensating controls like host-based firewalls, application whitelisting, or network segmentation to mitigate the risk of exploitation via unpatched vulnerabilities. The defined end date and review process ensure that the exception is revisited when the plug-in is no longer needed or when a secure alternative becomes available.

KKey Concepts to Remember

  • Read the scenario before looking for a memorised answer.
  • Find the constraint that changes the correct option.
  • Eliminate answers that are true in general but not in this case.

TExam Day Tips

  • Watch for words such as best, first, most likely and least administrative effort.
  • Review why wrong options are wrong, not only why the correct option is correct.

Key takeaway

Answer the scenario, not the keyword: identify the specific constraint before choosing the most familiar-sounding option.

Real-world example

How this comes up in practice

A security analyst at a medium-sized enterprise encounters this scenario during an investigation or architecture review. The correct answer reflects best practice for the specific threat or control described. Answer the scenario, not the keyword: identify the specific constraint before choosing the most familiar-sounding option. Security exam questions test whether you can match controls to threats in context — not just recall definitions.

What to study next

Got this wrong? Here's your next step.

Identify which exam domain this question belongs to, review the core concept, then practise similar questions from the same domain.

Related practice questions

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FAQ

Questions learners often ask

What does this SY0-701 question test?

Security Program Management and Oversight — This question tests Security Program Management and Oversight — Read the scenario before looking for a memorised answer..

What is the correct answer to this question?

The correct answer is: Document a business justification that explains why the plug-in is required for the deliverable. — Option A is correct because documenting a business justification provides a formal record of why the exception is necessary, ensuring that the risk of using an unsupported browser plug-in is understood and accepted by management. This aligns with the principle of risk acceptance, where the business need outweighs the security risk for a limited time. Without a clear justification, the exception could be granted without proper oversight, potentially leading to unchecked vulnerabilities.

What should I do if I get this SY0-701 question wrong?

Identify which exam domain this question belongs to, review the core concept, then practise similar questions from the same domain.

What is the key concept behind this question?

Read the scenario before looking for a memorised answer.

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Same concept, more angles

1 more ways this is tested on SY0-701

These questions test the same concept from different angles. Work through them to make sure you can recognise it however the exam phrases it.

Variation 1. An engineering team requests a 30-day exception to use an unsupported browser plug-in on two workstations so a customer deliverable can be finished. Security agrees the business need is legitimate, but wants to reduce exposure. What must be included before the exception is approved?

medium
  • A.A verbal approval from the engineering manager and no additional documentation.
  • B.A documented exception with an end date, compensating controls, and approval by the risk owner.
  • C.A standing waiver that remains in place until the project finishes, with no review date.
  • D.A guideline reminding the team to avoid risky behavior when practical.

Why B: A documented exception with a defined end date, compensating controls, and risk-owner approval is the correct approach. Security exceptions should be controlled, reviewable, and temporary whenever possible. That structure shows the business need was acknowledged while ensuring someone has formally accepted the residual risk and the organization can reassess the exception before it becomes indefinite. Why others are wrong: A verbal approval is not enough for auditability or accountability. A standing waiver without a review date can quietly become permanent and increase exposure. A guideline does not authorize deviation from policy or provide the controls required for an exception process. The question is about formal exception handling, not informal advice.

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Last reviewed: Jun 11, 2026

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This SY0-701 practice question is part of Courseiva's free CompTIA certification practice question bank. Courseiva provides original exam-style practice questions with explanations, topic-based practice, mock exams, readiness tracking, and study analytics to help learners prepare for the SY0-701 exam.