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CRISC Practice Question: During a control monitoring review, the auditor…

During a control monitoring review, the auditor finds that a control designed to detect unauthorized access has not triggered any alerts in six months. What should the risk practitioner do first?

⚠ Common exam trap

Test-takers frequently assume a lack of alerts equals a lack of incidents, rather than recognizing that it could indicate a control failure, and they jump to redesign or increase monitoring without first validating the control's operational state.

Answer choices

Why each option matters

Answer the question above first, then reveal the full breakdown to understand why each option is right or wrong.

Correct answer & explanation

Test the control to ensure it is functioning correctly.

The absence of alerts does not automatically confirm that the control is working; it could indicate that the control has failed silently or that the detection logic is misconfigured. The risk practitioner must first test the control (e.g., by simulating an unauthorized access attempt) to verify that it can actually detect and alert on violations. Only after confirming correct functionality can the lack of alerts be interpreted as evidence of effectiveness.

Answer analysis

Option-by-option breakdown

For each option: why learners choose it and why it is or isn't the right answer here.

  • Document the lack of alerts as evidence of effectiveness.

    Why it's wrong here

    Lack of alerts does not prove effectiveness.

  • Redesign the control with different parameters.

    Why it's wrong here

    May be unnecessary if control works.

  • Test the control to ensure it is functioning correctly.

    Why this is correct

    Verifies control effectiveness.

  • Increase the frequency of monitoring.

    Why it's wrong here

    Not addressing the root cause.

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JA

Written by Johnson Ajibi, MSc IT Security

Senior Network & Security Engineer · founder of Courseiva

This CRISC practice question is part of Courseiva's free ISACA certification practice question bank. Courseiva provides original exam-style practice questions with explanations, topic-based practice, mock exams, readiness tracking, and study analytics to help learners prepare for the CRISC exam.