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CRISC Practice Question: A company has a control that automatically…

A company has a control that automatically rejects transactions over $10,000. During a review, it is found that 2% of transactions over $10,000 were approved due to a system glitch. The control owner says the glitch has been fixed. What should the risk practitioner do next?

⚠ Common exam trap

Watch out — candidates often assume a control owner's assurance is sufficient (Option A) or that a compensating control is always needed (Option C), but CRISC emphasizes independent verification of control fixes before closure.

Answer choices

Why each option matters

Answer the question above first, then reveal the full breakdown to understand why each option is right or wrong.

Correct answer & explanation

Request evidence of the fix and perform a sample test of recent transactions.

The risk practitioner must independently verify that the system glitch has been resolved before closing the finding. Requesting evidence of the fix (e.g., change logs, patch notes) and performing a sample test of recent transactions provides objective assurance that the control is now operating effectively. This aligns with the CRISC principle that control owner assurances alone are insufficient without validation, especially for automated controls where residual risk from the glitch could persist.

Answer analysis

Option-by-option breakdown

For each option: why learners choose it and why it is or isn't the right answer here.

  • Accept the control owner's assurance and close the finding.

    Why it's wrong here

    Independent verification is needed.

  • Request evidence of the fix and perform a sample test of recent transactions.

    Why this is correct

    Ensures the issue is resolved.

  • Recommend a compensating control until the fix is confirmed.

    Why it's wrong here

    Should first verify the fix.

  • Report the issue to the audit committee.

    Why it's wrong here

    Escalation without verification may be premature.

Visual reference

Client Recursive Resolver Root DNS (13 root servers) TLD DNS (.com, .org, …) Authoritative example.com query IP addr answer

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JA

Written by Johnson Ajibi, MSc IT Security

Senior Network & Security Engineer · founder of Courseiva

This CRISC practice question is part of Courseiva's free ISACA certification practice question bank. Courseiva provides original exam-style practice questions with explanations, topic-based practice, mock exams, readiness tracking, and study analytics to help learners prepare for the CRISC exam.