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CISA Practice Question: Information Systems Operations and Business Resilience

An organization uses a cloud service provider (CSP) for critical applications. The IS auditor is reviewing the contract for vendor concentration risk. Which TWO clauses are MOST relevant to mitigating this risk?

Answer choices

Why each option matters

Answer the question above first, then reveal the full breakdown to understand why each option is right or wrong.

Correct answer & explanation

A clause requiring the CSP to disclose and obtain approval for any subcontractors.

Vendor concentration risk is the risk of over-reliance on a single vendor. An exit strategy clause ensures the ability to transition away, and a subcontracting controls clause (fourth-party risk) addresses the CSP's use of other vendors that could increase concentration. SLA monitoring is important but not directly for concentration; right-to-audit is a general control; data encryption is about security.

Answer analysis

Option-by-option breakdown

For each option: why learners choose it and why it is or isn't the right answer here.

  • A clause requiring the CSP to disclose and obtain approval for any subcontractors.

    Why this is correct

    Helps manage fourth-party risk that could increase concentration.

  • A service level agreement (SLA) with financial penalties for non-performance.

    Why it's wrong here

    Important for performance, but does not address concentration risk.

  • A data encryption clause requiring encryption at rest and in transit.

    Why it's wrong here

    Security control, not for concentration risk.

  • An exit strategy clause that defines transition assistance and data extraction procedures.

    Why this is correct

    Ensures the organization can switch vendors if needed, reducing concentration risk.

  • A right-to-audit clause allowing the organization to audit the CSP.

    Why it's wrong here

    General control, not specifically for concentration risk.

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JA

Written by Johnson Ajibi, MSc IT Security

Senior Network & Security Engineer · founder of Courseiva

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