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ISACA Advanced in AI Security Management (AAISM) (AAISM) (AAISM) — Questions 151205

205 questions total · 3pages · All types, answers revealed

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151
MCQeasy

What is the primary function of 'IAM' in an AI-driven cloud environment?

A.Monitor the health of GPU clusters
B.Automate data cleaning tasks
C.Manage identities and access to resources
D.Increase the training speed of models
AnswerC

IAM provides the foundation for Least Privilege.

Why this answer

IAM (Identity and Access Management) manages who can perform which actions on which resources (e.g., who can invoke a model).

152
MCQmedium

You need to ensure that a model deployed on AWS ECS is only accessible by authorized microservices. What is the most appropriate network security control?

A.Increase the container memory limit
B.Use AWS Security Groups
C.Enable AWS WAF for all internal traffic
D.Use public routing for all endpoints
AnswerB

Security Groups enforce network-level access control for container instances.

Why this answer

Security Groups provide stateful packet filtering for ECS containers, restricting who can communicate with the model endpoint.

153
MCQhard

When a model exhibits 'Hallucinations', what is the best strategy to improve its groundedness and security?

A.Implement Retrieval-Augmented Generation (RAG)
B.Restrict access to the model to root users only
C.Disable logging to hide hallucinations
D.Increase the model's training data volume
AnswerA

RAG provides a source of truth for the model to reference.

Why this answer

RAG (Retrieval-Augmented Generation) forces the model to base its answers on specific, provided documents, reducing hallucination risks.

154
Multi-Selecthard

When securing an AI-driven chatbot, which THREE of the following are recommended practices to mitigate 'Prompt Injection' vulnerabilities?

Select 3 answers
A.Perform input sanitization on all user-submitted text
B.Use system messages to enforce strict context boundaries
C.Store model training data in plaintext
D.Deploy a 'Refusal' layer for unexpected system-level queries
E.Increase the model's temperature parameter
AnswersA, B, D

Sanitization removes characters or patterns used in injection attacks.

Why this answer

The primary defenses involve rigorous input validation, context separation between instructions and data, and using specialized output filters.

155
MCQmedium

You are securing a PyTorch model and want to implement differential privacy to protect the training data. Which library is specifically designed to work with PyTorch for this purpose?

A.TensorFlow Privacy
B.Hugging Face Evaluate
C.Adversarial Robustness Toolbox (ART)
D.Opacus
AnswerD

Opacus is the standard privacy library for PyTorch.

Why this answer

Opacus is the official PyTorch library for training models with differential privacy.

156
Multi-Selecthard

Which THREE activities help manage 'AI Lifecycle' risk?

Select 3 answers
A.Pre-deployment design and threat modeling.
B.Formal decommissioning and sunsetting processes.
C.Ignoring all software updates.
D.Bypassing security reviews for speed.
E.Continuous operational monitoring.
AnswersA, B, E

Lifecycle management starting point.

Why this answer

Design review, monitoring, and regular decommissioning/sunset reviews cover the start, middle, and end of the lifecycle.

157
MCQmedium

Which metric should be used to track 'Data Quality' for AI training?

A.Data accuracy, completeness, and consistency.
B.The server rack temperature.
C.The number of emails sent.
D.The color of the data icons.
AnswerA

Standard quality metrics.

Why this answer

Data completeness, accuracy, and representativeness are key metrics for assessing the quality of training sets.

158
MCQhard

A researcher is using 'Adversarial Training' to defend against evasion. How exactly does this work?

A.It uses a secondary model to detect malicious input.
B.It restricts input to a whitelist of authorized users.
C.It trains the model on adversarial examples alongside clean data.
D.It adds noise to the weights of the model.
AnswerC

This is the core definition of adversarial training.

Why this answer

Adversarial training includes adversarial examples in the training set, allowing the model to learn to classify them correctly.

159
MCQeasy

What is the purpose of 'Logging' in an AI system?

A.To prevent unauthorized access to the server
B.To provide an audit trail for incident investigation
C.To encrypt data at rest
D.To compress the model for faster deployment
AnswerB

Comprehensive logging is required for security forensics.

Why this answer

Logging provides the audit trail necessary to investigate security incidents and understand how the system reached a specific output.

160
MCQhard

What is the primary risk associated with 'Data Poisoning' in an AI governance program?

A.Compromised model integrity and reliability.
B.System uptime improvement.
C.Increased cloud storage bills.
D.Reduced model file size.
AnswerA

Direct impact of poisoned data.

Why this answer

Poisoned data compromises the model's integrity and reliability, leading to biased or malicious outputs.

161
MCQeasy

What is the goal of 'Data Sanitization' before training?

A.Change the file format of the dataset
B.Reduce the cloud storage costs
C.Remove PII and malicious data from the training set
D.Increase the number of images in the dataset
AnswerC

This protects against data leakage and poisoning.

Why this answer

Data sanitization removes sensitive information (PII/PHI) and malicious patterns, ensuring that the model does not learn or leak private info.

162
Multi-Selecthard

Which THREE of the following are potential indicators of a 'Model Poisoning' attack occurring during the training phase?

Select 3 answers
A.Increased latency for API requests
B.Inconsistent model convergence during training
C.High accuracy on training set but poor accuracy on validation set
D.Increase in storage costs for the model weights
E.Unexpected behavior when specific input triggers are present
AnswersB, C, E

Corrupted data often prevents smooth convergence.

Why this answer

Poisoning often results in degraded accuracy for specific targets (backdoors) or broader performance degradation that is detectable through validation testing.

163
MCQmedium

What is the primary risk of using 'Pre-trained models' from public hubs without verification?

A.The model will not support Python.
B.The model may contain backdoors or malicious code.
C.The model will be too small.
D.The model will not have a web interface.
AnswerB

This is the classic supply chain risk for unverified models.

Why this answer

Public hubs are susceptible to supply chain attacks where models may contain backdoors or malicious weights.

164
MCQeasy

When securing a large language model (LLM) using the OWASP Top 10 for LLMs, which control is most effective against 'Insecure Output Handling'?

A.Using fine-grained RBAC
B.Implementing Rate Limiting
C.Encrypting training data
D.Enforcing strict output validation and sanitization
AnswerD

Sanitizing model output before downstream execution prevents cross-site scripting or code injection.

Why this answer

Insecure Output Handling occurs when a model output is interpreted by a downstream system without sanitization. Output validation (canonicalization) is the primary defense.

165
MCQeasy

A firm is drafting a policy for 'AI Use in Marketing'. Which element is most important to include to ensure alignment with existing data protection regulations?

A.A mandate to use only open-source AI models.
B.A list of all approved GPU hardware vendors.
C.The specific programming languages authorized for AI development.
D.Mandatory disclosure requirements when content is generated by AI.
AnswerD

Transparency and disclosure are critical regulatory and governance requirements for AI-generated consumer content.

Why this answer

Ensuring the AI system complies with transparency and privacy requirements (like GDPR) is foundational to AI governance policy.

166
Multi-Selectmedium

Which THREE of the following are common steps in an 'AI Incident Response Plan'?

Select 3 answers
A.Containment of the affected AI model
B.Increasing the model's inference speed
C.Eradication of the threat source
D.Replacing all hardware in the data center
E.Identification and classification of the AI incident
AnswersA, C, E

Stopping the impact is essential.

Why this answer

Incident response involves identification (detection), containment (isolation), and eradication/recovery, followed by post-incident learning.

167
MCQmedium

What is the goal of an 'AI Security Awareness Program'?

A.To write Python code for everyone.
B.To educate employees on AI security risks and safe usage.
C.To mandate AI usage in all tasks.
D.To replace human workers.
AnswerB

Fundamental for reducing human error and insider risk.

Why this answer

To ensure all staff understand the risks of AI, including prompt injection, data leakage, and ethical pitfalls.

168
Multi-Selecthard

Which THREE documents are vital for an AI audit trail?

Select 3 answers
A.The office lease agreement.
B.Model validation and testing reports.
C.Training data source documentation.
D.Model versioning history.
E.A copy of the employee handbook.
AnswersB, C, D

Essential for security/compliance audit.

Why this answer

Model version, training set, and validation report are the three pillars of a reconstructible audit trail.

169
Multi-Selectmedium

Which THREE of the following are effective ways to secure the 'ML Pipeline' (MLOps) against supply chain attacks?

Select 3 answers
A.Use isolated environments for pipeline stages
B.Cryptographically sign all container images
C.Disable all CI/CD pipeline logging
D.Always run the pipeline as a root user
E.Scan third-party libraries for vulnerabilities
AnswersA, B, E

Isolation prevents lateral movement.

Why this answer

Securing the pipeline involves code signing, scanning dependencies for vulnerabilities, and using isolated container environments.

170
MCQhard

Which cryptographic tool is used to ensure the authenticity of a model file stored in an S3 bucket?

A.Data masking
B.Model quantization
C.Digital signatures
D.Base64 encoding
AnswerC

Signatures provide integrity and authenticity verification.

Why this answer

Digital signatures (using tools like Cosign or AWS KMS) verify that the model has not been tampered with since being signed.

171
MCQhard

What is the 'Membership Inference' attack in machine learning?

A.Brute forcing the user password
B.Determining if a specific record was in the training set
C.Adding noise to the output
D.Stealing the model's entire weights file
AnswerB

This exploits the model's tendency to memorize training samples.

Why this answer

This attack determines whether a specific data point was included in the training set, potentially compromising privacy if the data is sensitive.

172
MCQeasy

Who is ultimately responsible for the outcomes of an AI system deployed by a business unit?

A.The Cloud Service Provider.
B.The external auditor.
C.The Business Unit Leader.
D.The junior data scientist.
AnswerC

Accountability is linked to business ownership.

Why this answer

The Business Owner or designated executive holds accountability for the system's performance, risk, and compliance.

173
MCQmedium

A developer is implementing 'Differential Privacy' on a training dataset. What is the primary trade-off they are managing?

A.Privacy budget (epsilon) vs. model utility/accuracy.
B.Model training speed vs. model cost.
C.Security of the training pipeline vs. developer productivity.
D.Deployment latency vs. model scalability.
AnswerA

The privacy budget directly controls the noise level, impacting model accuracy.

Why this answer

Differential privacy adds noise to training data to preserve privacy, which inherently reduces the utility or accuracy of the model.

174
Multi-Selectmedium

Which THREE items should be included in an 'AI Vendor Assessment'?

Select 3 answers
A.Review of the model transparency/model card documentation.
B.The personal home addresses of all employees.
C.Assessment of the vendor's AI risk framework.
D.Evidence of secure development practices.
E.The vendor's entire source code repository.
AnswersA, C, D

This is critical for understanding the product's risks.

Why this answer

Vendor assessments must verify security practices, compliance, and model transparency.

175
Multi-Selecthard

Which THREE technical configurations help mitigate the risk of 'Model Exfiltration'?

Select 3 answers
A.Increasing the number of public endpoints.
B.Strict IAM policies limiting access to the model weight files.
C.API response truncation or fuzzing to hide internal weights.
D.Egress traffic filtering from the model inference environment.
E.Using clear text for all model logs.
AnswersB, C, D

Controlling file access is the most direct defense against exfiltration.

Why this answer

Model exfiltration can be hindered by restricting access to the model, monitoring egress traffic, and obfuscating model responses.

176
MCQhard

When evaluating AI 'Bias', which concept must be governed first?

A.Selecting the GPU brand.
B.Changing the model font.
C.Deleting the training database.
D.Defining the organization's fairness and equity metrics.
AnswerD

Without definition, bias cannot be measured or managed.

Why this answer

Defining fairness metrics is the foundational step before measurement or mitigation can occur.

177
MCQmedium

How should an organization classify AI systems for governance?

A.By the programming language used.
B.By the number of developers assigned.
C.By the potential impact on safety, privacy, and business operations.
D.By the date of deployment.
AnswerC

Classification should be based on risk potential.

Why this answer

Risk-based classification (e.g., low, medium, high) allows the organization to allocate resources proportional to potential impact.

178
MCQeasy

What is the primary risk associated with 'Shadow AI' in an organization?

A.Lower cloud costs
B.Increased model accuracy
C.Faster code development
D.Unmonitored data leakage and compliance risk
AnswerD

Lack of oversight is the core risk of shadow IT.

Why this answer

Shadow AI refers to the use of AI tools without IT or security oversight, leading to data leaks and compliance violations.

179
MCQhard

A company is developing an internal LLM-based tool. Which activity is required for 'Accountability'?

A.Deleting all documentation.
B.Limiting access to the CEO.
C.Maintaining a log of model development and decision-making.
D.Outsourcing to a third party.
AnswerC

Provides the basis for accountability.

Why this answer

Documenting the training data, model parameters, and design decisions is necessary to hold the developers and owners accountable.

180
Multi-Selectmedium

Which TWO strategies are recommended for 'Human-in-the-Loop' governance?

Select 2 answers
A.Using only AI for all HR decisions.
B.Allowing humans to override without logging.
C.Standardizing workflows for human intervention.
D.Removing humans to save money.
E.Defining clear decision-making thresholds for intervention.
AnswersC, E

Enables effective HITL.

Why this answer

Standardizing the process and defining the specific decision points are key governance strategies.

181
MCQhard

An AI Security analyst is configuring Google Cloud Vertex AI Model Garden to ensure compliance with organization policies. Which IAM permission is strictly required to prevent unauthorized users from deploying a base model to a public endpoint?

A.aiplatform.metadata.read
B.aiplatform.jobs.create
C.aiplatform.endpoints.create
D.aiplatform.models.upload
AnswerC

This permission controls the creation of endpoints, which is where public/private visibility is defined.

Why this answer

The roles/aiplatform.user role allows usage, but 'aiplatform.endpoints.create' or specific restrictions on the Endpoint resource are needed to prevent public exposure.

182
MCQmedium

When reviewing an AI architecture, what does the 'Attack Surface' refer to?

A.The speed of the model's inference
B.The number of users allowed to access the system
C.The memory usage of the model during training
D.The set of points where an attacker can interact with the system
AnswerD

Reducing this surface is a core security objective.

Why this answer

The attack surface includes all points where an adversary can enter or extract data from the system, including API endpoints and training interfaces.

183
MCQhard

To monitor for AI security incidents, you are integrating logs from an AI gateway into a SIEM. Which specific field in the request log is most critical for detecting 'Model Denial of Wallet' attacks?

A.usage.total_tokens
B.latency_ms
C.request_ip_address
D.model_id
AnswerA

Token count directly correlates to billing and consumption.

Why this answer

Denial of Wallet attacks involve high-cost, high-token-count requests. Monitoring the 'usage.total_tokens' or 'billing_tokens' field is critical for identifying this behavior.

184
MCQhard

When designing a secure AI development lifecycle (SDLC), which of the following is an essential governance activity during the 'Model Deployment' phase?

A.Finalizing the Model Card to document intended use, limitations, and security parameters.
B.Running a brute-force attack on the model API.
C.Updating the GPU drivers on the inference servers.
D.Resetting the encryption keys for the production database.
E.Removing all training data from the production environment.
AnswerA

Documentation via Model Cards is a standard governance practice to ensure accountability and transparency in production.

Why this answer

A 'Model Card' is a documentation standard that captures risk parameters and intended use, essential for post-deployment governance.

185
Multi-Selectmedium

Which THREE of the following are examples of AI system 'Access Controls'?

Select 3 answers
A.Disabling logging services
B.API Key authentication
C.Role-Based Access Control (RBAC)
D.Network Security Groups
E.Increasing model training epochs
AnswersB, C, D

API keys authorize the caller to use the service.

Why this answer

Access controls include authentication (IAM), network restrictions (VPC/Security Groups), and fine-grained permissions for API operations.

186
Multi-Selectmedium

Which TWO of the following are considered 'AI Supply Chain' risks?

Select 2 answers
A.Inclusion of poisoned data in third-party datasets.
B.Vulnerabilities in pre-trained model weights from model hubs.
C.Lack of internal developer training.
D.Excessive use of cloud storage.
E.High turnover of AI research staff.
AnswersA, B

Data poisoning is a critical supply chain risk.

Why this answer

AI supply chain risks include dependencies on external data and untrusted pre-trained models.

187
Multi-Selectmedium

Which TWO of the following are essential components of an 'AI Security Policy' in an enterprise?

Select 2 answers
A.Requirement to use only proprietary AI models
B.Definition of hardware refresh cycles for data centers
C.Mandatory security and red-teaming testing for high-risk models
D.Definition of authorized and prohibited AI use cases
E.Requirement to disable all audit logs to protect privacy
AnswersC, D

Validation is a required security activity.

Why this answer

A robust policy must define acceptable use cases and mandate security testing (like red teaming) for all AI assets.

188
MCQmedium

To mitigate adversarial evasion attacks against a vision model, you decide to implement defensive distillation on your TensorFlow model. What is the primary operational trade-off you must evaluate?

A.Requirement for GPU-based training clusters only
B.Incompatibility with gradient-based optimizers
C.Reduced model sensitivity to noise and potential drop in clean accuracy
D.Increased latency in inference requests
AnswerC

Distillation smooths the gradient surface, which makes it harder for attackers but can impact general prediction accuracy.

Why this answer

Defensive distillation increases the model's robustness against small adversarial perturbations but can lead to reduced accuracy on clean data or increased training complexity.

189
Multi-Selectmedium

Which TWO factors contribute to 'Model Obsolescence' risk?

Select 2 answers
A.Availability of superior, more efficient alternatives.
B.The model has reached its maximum iteration count.
C.Significant changes in production data distribution.
D.The training data was encrypted.
E.The model is stored on a local server.
AnswersA, C

The existence of better tech makes old models obsolete.

Why this answer

Obsolescence occurs when models become ineffective due to changing data distributions (drift) or superior new models.

190
Multi-Selectmedium

Which THREE steps are needed for 'AI Risk Assessment'?

Select 3 answers
A.Perform a threat modeling exercise.
B.Publish the risk assessment on the public internet.
C.Inventory the AI systems.
D.Evaluate the risk impact and likelihood.
E.Train a new model to verify the findings.
AnswersA, C, D

Threat modeling identifies potential attack vectors.

Why this answer

Assessment requires identifying the AI components, evaluating threats, and determining the business impact.

191
MCQhard

When dealing with 'Adversarial Evasion', why is the 'black-box' nature of an API a risk?

A.Because it allows attackers to build surrogate models via iterative querying.
B.Because it makes the model impossible to update.
C.Because it prevents log auditing.
D.Because it forces the use of HTTPS.
AnswerA

Black-box APIs provide the information needed for query-based evasion.

Why this answer

In a black-box attack, an attacker can craft perturbations by repeatedly querying the API and analyzing the outputs to build a substitute model.

192
MCQhard

In the context of 'Model Poisoning', what is a 'Backdoor' attack?

A.Deleting the model's training documentation
B.Increasing the model's complexity
C.Embedded trigger causing specific model behavior
D.Bypassing authentication servers
AnswerC

The trigger activates the malicious function.

Why this answer

A backdoor is a trigger (a specific pattern) embedded into the model during training so that it behaves normally until the trigger is present, at which point it performs a malicious action.

193
Multi-Selecteasy

Which TWO steps are recommended to secure access to an AI model registry?

Select 2 answers
A.Store registry credentials in plain text configuration files
B.Implement Role-Based Access Control (RBAC)
C.Disable audit logging to reduce storage costs
D.Enforce Multi-Factor Authentication (MFA)
E.Allow 'Public' access for all users to promote model sharing
AnswersB, D

Limits model access to authorized users and service accounts.

Why this answer

Access control for registries should follow the principle of least privilege and use identity federation.

194
Multi-Selecthard

Which THREE security controls are effective against 'Data Leakage' in AI?

Select 3 answers
A.Data Loss Prevention (DLP) tools.
B.Using a louder cooling system.
C.Granular Role-Based Access Control (RBAC).
D.AI output filtering for PII.
E.Increasing the model's training duration.
AnswersA, C, D

Prevents sensitive data from entering prompts.

Why this answer

DLP, access control, and output filtering are the standard triad for preventing sensitive data exposure via AI.

195
MCQmedium

What is the most effective control to prevent 'Model Scraping' from an exposed AI prediction API?

A.Require users to sign a Terms of Service agreement.
B.Implement tiered access and rate limiting.
C.Increase the complexity of the model.
D.Use an obfuscated model file name.
AnswerB

Rate limiting restricts the volume of requests a scraper can perform.

Why this answer

Rate limiting and request authentication are the standard controls to prevent automated extraction of model knowledge.

196
Multi-Selectmedium

Which THREE strategies are effective for defending against model poisoning in an ML pipeline?

Select 3 answers
A.Implementing model validation against a clean, golden dataset
B.Increasing the model's learning rate to 'burn off' poison
C.Regularly changing the model's activation functions
D.Data sanitization and outlier detection
E.Using robust aggregation methods (e.g., Krum, Median)
AnswersA, D, E

Helps verify if the model has learned the desired patterns.

Why this answer

Defending against poisoning requires cleaning the training data and using robust learning algorithms.

197
MCQmedium

Which of the following describes 'Model Integrity' risk?

A.The risk that the model will be too slow.
B.The risk of data being leaked during training.
C.The risk of the model weights being maliciously modified.
D.The risk that users will stop using the app.
AnswerC

This is a direct integrity risk.

Why this answer

Model integrity risk refers to the potential for the model to be altered or behave in an unauthorized way, such as through poisoning or unauthorized weight updates.

198
MCQmedium

You are implementing 'AI Red Teaming'. What is the most effective way to test against prompt injection?

A.Check for compliance with data privacy laws.
B.Review the training data logs for errors.
C.Scan the code repository for hardcoded secrets.
D.Execute a series of iterative adversarial prompt attempts against the production model.
AnswerD

This is the core methodology of red teaming for LLMs.

Why this answer

AI Red Teaming involves systematically probing the model with adversarial prompts to evaluate its response under stress.

199
Multi-Selectmedium

Which TWO actions should be taken when implementing an AI security monitoring strategy in a production environment?

Select 2 answers
A.Implement automated alerting for anomalous request patterns
B.Disable all API telemetry to reduce attack surface
C.Enable real-time logging of all model inputs and outputs
D.Use a static list of IP addresses for all model access
E.Perform daily model retraining regardless of drift
AnswersA, C

Detects potential adversarial attacks in real-time.

Why this answer

Effective monitoring requires both tracking system health and analyzing input/output traffic for malicious patterns.

200
MCQeasy

What is 'AI Shadowing' or 'Shadow AI' in an enterprise setting?

A.The practice of monitoring AI usage in real-time.
B.Employees using unapproved AI tools for work tasks.
C.The process of testing models before release.
D.The use of AI for internal cybersecurity tasks only.
AnswerB

This is the definition of shadow AI and poses significant governance risk.

Why this answer

Shadow AI refers to the use of AI tools and models by employees without the knowledge or approval of the IT/Security department.

201
Multi-Selecthard

Which THREE metrics should be monitored for 'Model Performance' and security?

Select 3 answers
A.Inference latency.
B.Unexpected error rate increases.
C.Number of coffee breaks taken by developers.
D.Model drift (performance decay over time).
E.Total cost of electricity.
AnswersA, B, D

Critical indicator of performance.

Why this answer

Drift, latency, and error rates are foundational metrics for system health and security monitoring.

202
MCQeasy

Which activity is part of 'Ongoing AI Monitoring'?

A.Choosing the AI vendor.
B.Monitoring model performance and risk metrics.
C.Installing the server OS.
D.Initial software design review.
AnswerB

Core task of operational AI governance.

Why this answer

Continuous performance review ensures that the AI system remains within its defined risk appetite and operational parameters.

203
MCQeasy

Which of the following best describes 'Model Inversion' as a security risk?

A.The model is overwritten with malicious logic.
B.The model becomes unavailable to users.
C.The model predicts the wrong output due to noisy inputs.
D.An attacker probes the model to reconstruct training samples.
AnswerD

Reconstruction of training samples is the definition of model inversion.

Why this answer

Model inversion involves exploiting model outputs to reconstruct the training data, potentially revealing sensitive information.

204
MCQeasy

What is 'AI Risk Appetite'?

A.The amount of money spent on GPUs.
B.The number of employees using AI.
C.The level of risk an organization is willing to accept.
D.The speed of the AI model.
AnswerC

Definition of risk appetite.

Why this answer

It is the level of risk the organization is willing to accept in pursuit of its AI-driven business objectives.

205
MCQhard

An organization is implementing 'Red Teaming' for AI. What is the main governance objective?

A.To proactively identify vulnerabilities and failure modes.
B.To reduce operational costs.
C.To speed up deployment.
D.To increase the model size.
AnswerA

Core objective of red teaming.

Why this answer

Red teaming identifies vulnerabilities and threat vectors to proactively improve the resilience of the AI system.

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