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CAS-005Chapter 12 of 15Objective 4.2

Disaster Recovery and Business Continuity Planning

Exam objective 4.2 demands that you develop and test business continuity and disaster recovery plans to ensure resilience and availability. This chapter solves the problem of keeping an organisation alive when everything goes wrong — a fire, a cyberattack, a flood, or a server crash — and knowing exactly how to get back to normal. For the CAS-005 exam, you must understand the difference between a continuity plan (keeping the business running) and a disaster recovery plan (fixing the IT systems), and when to use each.

12 min read
Intermediate
Updated Jul 23, 2026
Reviewed by Johnson Ajibi· Senior Network & Security Engineer · MSc IT Security

A simple way to picture Disaster Recovery and Business Continuity Planning

The Restaurant Kitchens Backup Plan Analogy

A busy restaurant kitchen is the central object of this scene. Every night, the head chef, line cooks, and dishwashers work as a single, finely tuned team to get hundreds of meals out the door. One evening, a gas main bursts, the main oven explodes, and the kitchen is filled with smoke. The restaurant cannot just close forever — it has bookings, staff wages, and a reputation to protect. The owners have a plan: they immediately call a mobile catering unit they have a contract with, which parks outside. They also have a second, smaller prep kitchen two blocks away where they can finish dishes that need only assembly. The takeout orders keep flowing, and the dine-in guests are offered a 50% discount to wait twenty extra minutes. This is business continuity planning — ensuring the restaurant survives the disaster and can still serve meals, even if imperfectly. The disaster recovery part kicks in later: the owners call the insurance company, file a claim for the oven, and arrange for a repair crew to work overnight. Within 48 hours, the main kitchen is operational again, and the mobile unit returns to its depot. The restaurant had a measurable recovery time objective (RTO) of 2 hours for cold food service and a recovery point objective (RPO) of losing no more than 15 minutes of prep work data. The menus, supplier contacts, and staff schedules were all stored in a waterproof box and on a cloud-based app, so nothing was lost. Without this dual plan — continuity to keep the business limping along and recovery to restore full function — the restaurant would have closed permanently after a single bad night.

How It Actually Works

Business Continuity Planning (BCP) and Disaster Recovery Planning (DRP) are two sides of the same coin, but they serve different purposes. BCP is about keeping the organisation functioning during a disruption. DRP is about restoring IT systems and data after a disaster. Think of BCP as the lifeboat that keeps everyone afloat while the ship is sinking, and DRP as the dry dock where you repair the hull.

A Business Continuity Plan (BCP) documents the procedures and resources needed to continue critical business operations during and after a disaster. It identifies which business functions are essential — for example, payroll, customer support, or order processing — and outlines how to maintain them manually or with backup systems. A BCP must consider threats like power outages, cyberattacks, natural disasters, and pandemics. It usually includes contact lists, alternative work locations (like working from home), and prioritised recovery steps.

A Disaster Recovery Plan (DRP) is a subset of BCP that focuses specifically on IT infrastructure. It specifies how to recover systems, applications, and data. For example, if a ransomware attack encrypts all servers, the DRP tells the IT team how to restore data from backups, rebuild servers using images, and bring the network back online. DRP has two key metrics:

Recovery Time Objective (RTO): the maximum acceptable time a system can be down after a disaster. For a bank's payment system, RTO might be 15 minutes; for a company's internal wiki, it might be 24 hours.

Recovery Point Objective (RPO): the maximum acceptable amount of data loss measured in time. If RPO is 1 hour, you must back up data at least every hour. If you back up at 2 PM and a disaster strikes at 2:30 PM, you lose 30 minutes of data — which is within the RPO.

Why do these plans exist? Because organisations cannot afford to stop. A hospital must keep treating patients during a power cut. An e-commerce site must keep accepting orders even if its main server farm burns down. Regulations like HIPAA (healthcare) and PCI DSS (payment cards) often require documented BCP and DRP. The plans also protect against lawsuits — if a company loses customer data and has no recovery plan, it can be sued for negligence.

What do these plans replace? In the past, many organisations had no formal plan and simply reacted when a disaster struck. That reactive approach led to chaos — people didn't know whom to call, backups were missing, and recovery took weeks. Modern BCP/DRP is proactive: you plan, document, test, and update regularly. A key concept is the Business Impact Analysis (BIA), which identifies which systems are critical and what the financial and operational impact would be if they went down. The BIA drives your RTO and RPO decisions.

Another critical element is the backup strategy. Backups can be full (copy of everything), incremental (only changes since last backup), or differential (only changes since last full backup). They are stored on-site (fast restore but vulnerable to same disaster) or off-site (slower restore but safer). The 3-2-1 rule is a best practice: three copies of data, on two different media types, with one copy off-site.

Finally, you need to test these plans. A tabletop exercise is a discussion-based test where people talk through a scenario. A walkthrough is a step-by-step review of the plan. A simulation involves actually restoring systems from backup. Testing reveals gaps — like missing passwords, outdated contact numbers, or corrupted backups — and lets you fix them before a real disaster.

The flow from Business Impact Analysis through defining recovery objectives, choosing strategies, testing, and continuous improvement of the plans.

Walk-Through

1

Conduct a Business Impact Analysis (BIA)

Identify which business functions are critical, what systems they depend on, and what the financial and operational impact would be if those systems failed. This step determines the RTO and RPO for each system.

2

Define Recovery Objectives

Set specific RTO and RPO values for each critical system based on the BIA. For example, the payment processing system may have an RTO of 15 minutes and an RPO of 5 minutes, while the internal HR portal may have an RTO of 24 hours and an RPO of 1 day.

3

Select Recovery Strategies

Choose the appropriate site type (hot, warm, or cold), backup methods (full, incremental, differential), and replication technology (synchronous or asynchronous) that align with the RTO and RPO. Document these choices in the DRP.

4

Write the Business Continuity and Disaster Recovery Plans

Create detailed documents that include step-by-step procedures, contact lists, authorisation chains, and technical instructions for restoring each system. The BCP covers alternative work arrangements, communication plans, and manual workarounds. The DRP covers server rebuilds, network restoration, and data recovery.

5

Test the Plans

Conduct tabletop exercises to validate that staff understand their roles. Then run simulations that involve actually restoring systems from backup in a controlled environment. Record lessons learned and update the plans to fix any gaps.

6

Maintain and Update the Plans

Review the plans at least annually, after major system changes, and after any test or actual disaster. Update contact lists, RTO/RPO values, and technical procedures to keep them current.

What This Looks Like on the Job

Sarah is the IT manager at a mid-sized accounting firm called Ledgerwise Ltd. She has 50 employees, a small on-premises server room, and a cloud-based accounting platform. One Tuesday morning, a sprinkler system in the server room malfunctions, spraying water across three server racks. Two servers fail immediately; a third sparks and shuts down. Sarah needs to execute the DRP she wrote last quarter.

Step 1: She declares a disaster. She calls the CEO and the emergency response team (the facilities manager, the head of finance, and herself). She opens the DRP document from a waterproof binder and her laptop (backed up to the cloud). The plan states that RTO for the file server is 4 hours, and RPO is 1 hour. For the email server, RTO is 1 hour, RPO is 15 minutes.

Step 2: She contacts the off-site data centre where they have a hot standby server. A hot standby is a fully configured server that is already running and can take over within minutes. She gives the data centre team the authorisation code from the plan. They begin replicating the most recent backups to the standby. The backups are taken every 15 minutes for email and every hour for file shares, stored on a separate disk array in the data centre.

Step 3: She redirects traffic. Using the cloud-based DNS management console, she changes the company’s email and file server domain names to point to the standby servers' IP addresses. Within 30 minutes, employees can access email and shared folders again, though the file server is still in its 4-hour window.

Step 4: She initiates the recovery for the damaged servers. The facilities manager dries the room and orders replacement hardware. Sarah copies the server images from a secure off-site backup to new hardware. This takes 3 hours because the full backup is 500 GB.

Step 5: She tests the restored servers before bringing them live. She runs a quick integrity check on the data and verifies that the accounting software connects correctly. By 5 PM, the original servers are replaced and functional.

The next day, Sarah reviews the incident. She finds that the BCP (business continuity) had worked well — staff worked from home for two hours using laptops and a backup internet connection. But the DRP had a gap: the hot standby contract didn't include email filtering, so spam flooded in. She updates the plan to add a spam filtering service to the standby. She also schedules a quarterly simulation test, where the IT team deliberately fails a server to practise the restore procedure.

The key takeaway for the CAS-005 candidate: an IT professional does not just write a DRP and put it on a shelf. They maintain it, test it, and refine it based on lessons learned. The real world demands that plans be practical, tested, and updated after every exercise or actual incident.

How CAS-005 Actually Tests This

The CAS-005 exam tests Disaster Recovery and Business Continuity Planning through scenario-based multiple-choice questions and possibly performance-based questions (PBQs) where you drag and drop components into a plan. The examiners want to verify you can distinguish between concepts, apply metrics, and identify what belongs in a BCP versus a DRP.

Key concepts they love to test:

RTO vs RPO: You must know that RTO is about downtime (maximum time to restore), while RPO is about data loss (maximum acceptable age of restored data). A common trap is mixing them up — for example, a question might say 'The system must be back online within 2 hours, and data can be up to 4 hours old.' The RTO is 2 hours, RPO is 4 hours.

Hot, warm, and cold sites: A hot site is fully equipped and running, ready to take over immediately. A warm site has hardware but needs software and data restored. A cold site has just power, cooling, and space — everything else must be delivered and set up. The exam will test which site matches specific RTO requirements.

Tabletop exercises vs simulations: Tabletops are discussion-based; simulations involve actual technical recovery. A question might ask which test is best for validating that staff know their roles — tabletop. Which test proves the backup actually works? Simulation.

The 3-2-1 backup rule: Three copies, two media types, one off-site. They may ask what '3' means (three copies, not three different locations).

Business Impact Analysis (BIA): Know that the BIA determines critical systems and their RTO/RPO. It comes before writing the actual plan.

Trap patterns:

They might present a scenario where a company has a backup but no DRP, and ask what is missing. Answer: a documented plan for restoring systems and testing. Having backups is not the same as having a plan.

They might describe a disaster that destroys both the primary site and the backup site (e.g., both in the same city during a flood). The correct corrective action is to use geographically diverse sites.

They might give a vague statement like 'The company wants to minimise downtime.' You must choose the correct specific metric (RTO) over a vague term like 'quick recovery'.

Definitions to memorise:

BCP: keeps business running during disruption.

DRP: restores IT after a disaster.

RTO: maximum time to restore a system.

RPO: maximum acceptable data loss in time.

BIA: identifies critical systems and impact of downtime.

MTBF (Mean Time Between Failures): average time a device operates before failing. Not directly tested often, but understand it.

MTTR (Mean Time To Repair): average time to fix a failed component.

The exam will also test your understanding of failover (automatic switch to backup) and failback (returning to the primary system after repair). Expect a question where you must choose the correct order of steps in a recovery: assess damage → notify stakeholders → activate DRP → restore from backup → test → return to normal operations.

Finally, remember that CAS-005 is about 'governance, risk, and compliance' as well. So they might ask how BCP/DRP aligns with organisational policies, legal requirements, or industry regulations like GDPR (which requires data to be recoverable).

Key Takeaways

Business Continuity Planning keeps the organisation functioning during a disruption, while Disaster Recovery Planning focuses on restoring IT systems after a disaster.

Recovery Time Objective (RTO) defines the maximum acceptable downtime, and Recovery Point Objective (RPO) defines the maximum acceptable data loss in time.

A hot site can take over within minutes; a warm site takes hours; a cold site takes days or weeks — the choice depends on your RTO.

The 3-2-1 backup rule means three copies of data, on two different types of storage media, with one copy stored off-site.

A Business Impact Analysis (BIA) must be completed before writing a BCP or DRP to identify critical systems and their RTO/RPO.

Testing is mandatory — tabletop exercises test roles and communication, while simulations test actual technical recovery from backups.

A backup without a documented recovery plan is not a disaster recovery plan; it is just data stored somewhere.

Geographic diversity of recovery sites is essential — if both primary and backup sites are in the same flood zone, you have no true failover.

Easy to Mix Up

These come up on the exam all the time. Here's how to tell them apart.

Business Continuity Plan (BCP)

Covers entire organisation: staff, processes, facilities, customers.

Focuses on keeping operations running during disruption.

Includes alternative work sites, manual workarounds, and communication plans.

Disaster Recovery Plan (DRP)

Covers only IT systems: servers, network, data, applications.

Focuses on restoring IT to normal operation after a disaster.

Includes server rebuild procedures, data restoration, and failover configurations.

Recovery Time Objective (RTO)

Measures maximum acceptable downtime for a system.

Example: 'The payment portal must be back online within 30 minutes.'

Drives decisions on site type (hot vs warm vs cold).

Recovery Point Objective (RPO)

Measures maximum acceptable data loss, expressed in time.

Example: 'We can lose at most 15 minutes of transactions.'

Drives backup frequency and replication strategy.

Hot Site

Fully configured with servers, software, and live data.

RTO in minutes to a few hours.

Very expensive to maintain (hardware and bandwidth costs).

Cold Site

Only has power, cooling, and floor space; no equipment.

RTO in days or weeks.

Cheapest option because you only pay for the facility.

Full Backup

Copies all data every time.

Larger file and slower to perform.

Restore is simple: just one backup set.

Incremental Backup

Copies only data changed since last backup (full or incremental).

Smaller file and faster to perform.

Restore requires the last full backup plus all intermediate incrementals.

Watch Out for These

Mistake

A backup is the same as a disaster recovery plan.

Correct

A backup is a copy of your data; a disaster recovery plan is a documented procedure for restoring systems, applications, and connectivity from that backup. Without the plan, the backup is just a pile of files.

Many people think 'I have backups, so I'm safe.' But they don't realise they also need to know how to rebuild servers, configure networks, and test the restored data. The exam tests the difference between data protection and system recovery.

Mistake

RTO and RPO are the same thing.

Correct

RTO is the maximum time a system can be down (how fast you must restore). RPO is the maximum acceptable data loss (how recent your data must be). They measure different things: time to recover vs data freshness.

Both are time-based metrics, so beginners mix them up. The exam sets traps where you must identify which metric is being described in a scenario.

Mistake

A cold site is cheap and can be used immediately.

Correct

A cold site is cheap because it has no equipment — just space, power, and cooling. It cannot be used immediately because you must source, install, and configure all hardware and software. It is suitable only for systems with a long RTO (days or weeks).

People hear 'cold site' and think 'cold = ready to go.' In reality, it is the slowest option. The exam tests the trade-off between cost and recovery speed.

Mistake

Business continuity and disaster recovery are exactly the same plan.

Correct

BCP covers the entire organisation (staff, processes, facilities, communications) during a disruption. DRP is a subset that focuses on IT systems restoration. BCP is broader; DRP is narrower and technical.

Because the terms are used loosely in everyday speech, beginners think they are interchangeable. The exam explicitly distinguishes them, and you must know which activities belong to which plan.

Mistake

You only need one backup copy of your data.

Correct

The 3-2-1 rule says you need three copies total (including the original), on two different media types, with one copy off-site. A single backup is vulnerable to the same disaster that takes out the primary data.

People think a backup is a safety net, but if the backup is in the same building, a fire destroys both. The exam tests the principle of geographic and media diversity.

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Frequently Asked Questions

What is the difference between a Business Continuity Plan and a Disaster Recovery Plan?

A BCP keeps the entire organisation running during a disruption (e.g., allowing staff to work from home), while a DRP focuses specifically on restoring IT systems and data after a disaster. The DRP is a subset of the BCP.

What is the difference between RTO and RPO?

RTO (Recovery Time Objective) is the maximum time a system can be offline. RPO (Recovery Point Objective) is the maximum amount of data you can afford to lose, measured in time by how recent your backups are.

Do I need both an on-site and an off-site backup?

Yes, according to the 3-2-1 rule. On-site backup (or the primary copy) allows fast restoration, but off-site backup protects against site-wide disasters like fires or floods. You need at least one copy in a different geographic location.

How often should I test my disaster recovery plan?

You should test at least annually, and more frequently (quarterly or semi-annually) for critical systems. After every major system change or infrastructure upgrade, test the plan to ensure it still works.

What is a hot site versus a cold site?

A hot site is fully equipped with servers, software, and live data replication — it can take over within minutes. A cold site has only the physical shell (power, cooling, floor space) — you must install everything from scratch, taking days or weeks.

What is a Business Impact Analysis (BIA)?

A BIA is a process that identifies critical business functions, the systems they rely on, and the impact (financial, operational, reputational) if those systems fail. It determines the RTO and RPO that drive the DRP and BCP.

Terms Worth Knowing

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You've finished Disaster Recovery and Business Continuity Planning. Continue through the CAS-005 study guide to build a complete picture of the exam.

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