CISSP Security Assessment and Testing Practice Question
During a SOC 2 audit, the auditor evaluates controls over a period of time to assess their operating effectiveness. Which type of SOC report is being performed?
Answer choices
Why each option matters
Answer the question above first, then reveal the full breakdown to understand why each option is right or wrong.
Correct answer & explanation
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SOC 2 Type II
SOC 2 Type II reports assess the operating effectiveness of controls over a period of time, while Type I reports are at a point in time.
Answer analysis
Option-by-option breakdown
For each option: why learners choose it and why it is or isn't the right answer here.
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SOC 2 Type II
Why this is correct
A SOC 2 Type II report provides a comprehensive evaluation of a service organization's controls related to the Trust Services Criteria (Security, Availability, Processing Integrity, Confidentiality, and Privacy). Crucially, it assesses both the suitability of the design of these controls and their operating effectiveness over a defined period, typically 6-12 months. This report offers user entities a high level of assurance that controls were consistently applied and functioned as intended throughout the audit period.
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SOC 1 Type I
Why it's wrong here
A SOC 1 Type I report focuses exclusively on controls relevant to a service organization's financial reporting, specifically assessing the suitability of the design of controls at a *specific point in time*. It does not evaluate the operating effectiveness of these controls over a period, nor does it address controls related to the Trust Services Criteria, making it unsuitable for a general SOC 2 audit context.
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SOC 3
Why it's wrong here
A SOC 3 report is a general-use report that provides a high-level summary of a service organization's controls related to the Trust Services Criteria, without the detailed description of controls or test results found in a SOC 2 report. While it addresses controls over a period, its purpose is for public consumption and marketing, lacking the detailed audit findings and restricted distribution required for a comprehensive evaluation during a SOC 2 audit.
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SOC 2 Type I
Why it's wrong here
A SOC 2 Type I report evaluates the suitability of the design of a service organization's controls related to the Trust Services Criteria *at a specific point in time*. Unlike a Type II report, it does not include testing of the operating effectiveness of these controls over a period, meaning it cannot provide assurance that the controls consistently functioned as intended throughout an extended duration.
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Written by Johnson Ajibi, MSc IT Security
Senior Network & Security Engineer · founder of Courseiva
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