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Legal, Risk, and CompliancemediumMultiple SelectObjective-mapped

CCSP Legal, Risk, and Compliance Practice Question

A company subject to SOX is using a cloud ERP system. Which THREE of the following IT general controls are essential for SOX compliance?

Answer choices

Why each option matters

Answer the question above first, then reveal the full breakdown to understand why each option is right or wrong.

Correct answer & explanation

Audit logging of user activities and system changes

SOX IT general controls include change management (ensuring system changes are controlled), access controls (preventing unauthorized access), and audit logs (monitoring and accountability).

Answer analysis

Option-by-option breakdown

For each option: why learners choose it and why it is or isn't the right answer here.

  • Audit logging of user activities and system changes

    Why this is correct

    Logs provide evidence of control effectiveness.

  • Physical security of the cloud provider's data centers

    Why it's wrong here

    Physical security is the provider's responsibility and not a direct ITGC for the customer.

  • Access controls to ensure segregation of duties

    Why this is correct

    Access controls prevent unauthorized transactions and fraud.

  • Change management procedures for the ERP system

    Why this is correct

    Change management ensures integrity of financial data.

  • Multi-factor authentication for all cloud provider administrators

    Why it's wrong here

    While good practice, it is not a core SOX ITGC requirement for the customer.

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JA

Written by Johnson Ajibi, MSc IT Security

Senior Network & Security Engineer · founder of Courseiva

This CCSP practice question is part of Courseiva's free ISC2 certification practice question bank. Courseiva provides original exam-style practice questions with explanations, topic-based practice, mock exams, readiness tracking, and study analytics to help learners prepare for the CCSP exam.