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CRISC Practice Question: The exhibit shows a control monitoring…

Exhibit

Refer to the exhibit.

```
JSON Policy - Control Monitoring Configuration
{
  "controlId": "C-102",
  "monitoringType": "automated",
  "frequency": "daily",
  "dataSource": "transaction_log",
  "threshold": 1000,
  "alertRecipients": ["riskteam@company.com"],
  "escalationLevels": [
    {"level": 1, "condition": "breach_duration > 1 hour", "action": "email"},
    {"level": 2, "condition": "breach_duration > 4 hours", "action": "sms"}
  ],
  "lastTested": "2024-08-15",
  "owner": "Risk Owner"
}
```

The exhibit shows a control monitoring configuration in JSON format. Which of the following is the MOST critical gap in this monitoring setup?

⚠ Common exam trap

The trap here is that candidates focus on operational details like frequency or data source specificity, but the CRISC exam emphasizes that a monitoring setup is incomplete without a defined response action to trigger on threshold breach.

Answer choices

Why each option matters

Answer the question above first, then reveal the full breakdown to understand why each option is right or wrong.

Correct answer & explanation

There is no action defined for when the threshold is first breached

The JSON configuration defines a threshold but lacks any corresponding action (e.g., alert, ticket, or automated response) to be triggered when the threshold is first breached. Without an action, the monitoring setup cannot notify or initiate a response, rendering the threshold definition useless for risk mitigation. This is the most critical gap as it directly undermines the control's ability to detect and react to risk events in a timely manner.

Answer analysis

Option-by-option breakdown

For each option: why learners choose it and why it is or isn't the right answer here.

  • The control was last tested over a month ago

    Why it's wrong here

    Monthly testing is acceptable if the control is stable.

  • The data source 'transaction_log' is not specific enough

    Why it's wrong here

    While it could be more specific, the main gap is the missing initial response.

  • The monitoring frequency is set to daily, which may miss real-time breaches

    Why it's wrong here

    Daily monitoring is reasonable for a transaction log; the gap is in escalation.

  • There is no action defined for when the threshold is first breached

    Why this is correct

    The escalation levels only trigger after 1 and 4 hours, but no action on initial breach.

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JA

Written by Johnson Ajibi, MSc IT Security

Senior Network & Security Engineer · founder of Courseiva

This CRISC practice question is part of Courseiva's free ISACA certification practice question bank. Courseiva provides original exam-style practice questions with explanations, topic-based practice, mock exams, readiness tracking, and study analytics to help learners prepare for the CRISC exam.