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Risk Response and ReportinghardMultiple ChoiceObjective-mapped

CRISC Risk Response and Reporting Practice Question

A key control indicator (KCI) for a critical access control shows a deficiency rate of 12% for the quarter, exceeding the target of 5%. Which of the following should be the risk practitioner's PRIMARY action?

⚠ Common exam trap

It's easy for candidates to choose 'implement compensating controls' or 'increase testing frequency' because they focus on immediate risk reduction, but the CRISC exam emphasizes that understanding the root cause is the foundational step before any remediation action.

Answer choices

Why each option matters

Answer the question above first, then reveal the full breakdown to understand why each option is right or wrong.

Correct answer & explanation

Investigate root causes of the high deficiency rate

The primary action is to investigate root causes because a KCI deficiency rate of 12% against a 5% target indicates a systemic control failure. Without understanding why the access control is failing (e.g., misconfigured role-based access control (RBAC) rules, stale user entitlements, or bypassed multi-factor authentication), any subsequent remediation may be ineffective. Root cause analysis ensures the risk practitioner addresses the underlying issue rather than applying a superficial fix.

Answer analysis

Option-by-option breakdown

For each option: why learners choose it and why it is or isn't the right answer here.

  • Investigate root causes of the high deficiency rate

    Why this is correct

    Understanding why the control is failing is the primary step before any remediation or reporting.

  • Escalate the deficiency to the board immediately

    Why it's wrong here

    Escalation may be needed, but first investigate root causes to provide context.

  • Implement compensating controls to reduce risk

    Why it's wrong here

    Compensating controls may be needed, but root cause investigation should come first to ensure effective resolution.

  • Increase the frequency of control testing

    Why it's wrong here

    Testing frequency is not the primary issue; the high deficiency rate indicates a problem that needs investigation.

Quick reference

Access Control Model Comparison

ModelAcronymWho Controls Access?Best For
Discretionary Access ControlDACResource ownerSmall teams, file shares
Mandatory Access ControlMACSystem / security labelsClassified govt / military
Role-Based Access ControlRBACAdministrator (via roles)Enterprise environments
Attribute-Based Access ControlABACPolicy engine (user + resource attributes)Fine-grained, dynamic policies
Rule-Based Access ControlRuBACSystem rules / ACLsFirewall rules, network ACLs

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JA

Written by Johnson Ajibi, MSc IT Security

Senior Network & Security Engineer · founder of Courseiva

This CRISC practice question is part of Courseiva's free ISACA certification practice question bank. Courseiva provides original exam-style practice questions with explanations, topic-based practice, mock exams, readiness tracking, and study analytics to help learners prepare for the CRISC exam.