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CISA Practice Question: During a nightly batch job, the above error…

Exhibit

Refer to the exhibit.

```
Error: ORA-00001: unique constraint (FIN.UK_ACCT_TRANS_REF) violated
INSERT INTO ACCT_TRANS (TRANS_ID, REF_NUM, AMOUNT, DATE) VALUES (?, ?, ?, ?)
Call stack:
  - com.finance.service.TransactionService.processPayment(TransactionService.java:145)
  - com.finance.batch.BatchJob.run(BatchJob.java:88)
```

During a nightly batch job, the above error appears in the application logs. The transaction table ACCT_TRANS has a unique constraint on the REF_NUM column. Which of the following is the MOST likely root cause?

⚠ Common exam trap

Many candidates confuse a unique constraint violation with a permissions or schema mismatch error, but the specific error message (unique constraint on REF_NUM) directly points to duplicate data from non-idempotent processing, not structural or privilege issues.

Answer choices

Why each option matters

Answer the question above first, then reveal the full breakdown to understand why each option is right or wrong.

Correct answer & explanation

The batch job is not idempotent and is re-processing previously successful transactions

The unique constraint violation on REF_NUM indicates that the batch job is attempting to insert a row with a REF_NUM value that already exists in the ACCT_TRANS table. This occurs when the job is not idempotent—meaning it does not check for or handle previously processed transactions—and re-processes the same data, leading to duplicate key errors.

Answer analysis

Option-by-option breakdown

For each option: why learners choose it and why it is or isn't the right answer here.

  • The batch job lacks sufficient privileges to insert into the ACCT_TRANS table

    Why it's wrong here

    Would result in an insufficient privileges error.

  • There is a mismatch between the number of columns in the INSERT statement and the table definition

    Why it's wrong here

    Would cause a different error (column count mismatch).

  • The batch job is missing an index on the REF_NUM column

    Why it's wrong here

    Missing index does not cause constraint violation.

  • The batch job is not idempotent and is re-processing previously successful transactions

    Why this is correct

    Duplicate REF_NUM suggests reprocessing of already inserted records.

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JA

Written by Johnson Ajibi, MSc IT Security

Senior Network & Security Engineer · founder of Courseiva

This CISA practice question is part of Courseiva's free ISACA certification practice question bank. Courseiva provides original exam-style practice questions with explanations, topic-based practice, mock exams, readiness tracking, and study analytics to help learners prepare for the CISA exam.