CAS-004 Governance, Risk, and Compliance Practice Question
An organization is evaluating a third-party vendor that will have access to its customer database. The vendor provides a SOC 2 Type II report dated six months ago. Which of the following is the BEST next step?
Answer choices
Why each option matters
Answer the question above first, then reveal the full breakdown to understand why each option is right or wrong.
Correct answer & explanation
✓
Conduct a vendor risk assessment using a security questionnaire
A SOC 2 Type II report shows the effectiveness of controls over a period, but it is dated. The organization should supplement it with a current security questionnaire to assess changes and current posture.
Answer analysis
Option-by-option breakdown
For each option: why learners choose it and why it is or isn't the right answer here.
- ✓
Conduct a vendor risk assessment using a security questionnaire
Why this is correct
A current questionnaire helps identify changes since the SOC 2 report.
- ✗
Accept the SOC 2 report as sufficient evidence
Why it's wrong here
The report is dated and may not reflect current controls.
- ✗
Perform an on-site audit of the vendor
Why it's wrong here
On-site audit may be excessive as a first step; a questionnaire is less intrusive and cost-effective.
- ✗
Request a new penetration test report from the vendor
Why it's wrong here
Penetration test is just one aspect; a broader assessment is needed.
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JA
Written by Johnson Ajibi, MSc IT Security
Senior Network & Security Engineer · founder of Courseiva
This CAS-005 practice question is part of Courseiva's free CompTIA certification practice question bank. Courseiva provides original exam-style practice questions with explanations, topic-based practice, mock exams, readiness tracking, and study analytics to help learners prepare for the CAS-005 exam.