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AI Security, Ethics and GovernancehardMultiple ChoiceObjective-mapped

AI0-001 AI Security, Ethics and Governance Practice Question

Exhibit

{
  "policy": {
    "name": "AI Governance Policy",
    "principles": [
      "Human oversight",
      "Transparency",
      "Fairness",
      "Accountability",
      "Privacy"
    ],
    "requirements": {
      "bias_testing": "quarterly",
      "explainability": "SHAP or LIME",
      "risk_assessment": "pre-deployment"
    },
    "exceptions": [
      {
        "model": "CreditScorer v2",
        "reason": "legacy system"
      }
    ]
  }
}

Refer to the exhibit. Which model is NOT in full compliance with the policy?

⚠ Common exam trap

CompTIA AI often tests the misconception that all machine learning models are equally compliant if they achieve high accuracy, ignoring the specific governance requirement for interpretability in high-stakes domains like credit scoring.

Answer choices

Why each option matters

Answer the question above first, then reveal the full breakdown to understand why each option is right or wrong.

Correct answer & explanation

CreditScorer v2

CreditScorer v2 is not in full compliance because it uses a black-box neural network that cannot provide explainability for its credit decisions, violating the policy's requirement for model interpretability and transparency. The policy mandates that all models must support post-hoc explanation methods such as SHAP or LIME, which CreditScorer v2 lacks due to its opaque architecture.

Answer analysis

Option-by-option breakdown

For each option: why learners choose it and why it is or isn't the right answer here.

  • ChurnPredict v1

    Why it's wrong here

    ChurnPredict v1 uses an interpretable model and is compliant.

  • FraudDetect v4

    Why it's wrong here

    FraudDetect v4 uses an interpretable model and is compliant.

  • CreditScorer v2

    Why this is correct

    CreditScorer v2 uses a black-box neural network that cannot provide explainability, violating the policy's requirement for model interpretability.

  • LoanApproval v3

    Why it's wrong here

    LoanApproval v3 uses an interpretable model and is compliant.

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JA

Written by Johnson Ajibi, MSc IT Security

Senior Network & Security Engineer · founder of Courseiva

This AI0-001 practice question is part of Courseiva's free CompTIA certification practice question bank. Courseiva provides original exam-style practice questions with explanations, topic-based practice, mock exams, readiness tracking, and study analytics to help learners prepare for the AI0-001 exam.